Quality standard
Quality statement 3: Underage sales
Quality statement 3: Underage sales
Quality statement
Trading standards identify and take action against retailers that sell tobacco products to people under 18.
Rationale
It is illegal to sell tobacco products to anyone under 18. Trading standards should work in partnership with retailers, police and the wider community to gather reliable information and take action against local retailers who sell tobacco to people under 18. This may include providing advice and guidance to the retailers, test purchasing and taking legal action.
Quality measures
The following measures can be used to assess the quality of care or service provision specified in the statement. They are examples of how the statement can be measured, and can be adapted and used flexibly.
Structure
a) Evidence of local arrangements to obtain and interpret information to identify retailers that sell tobacco products to people under 18.
Data source: Local data collection.
b) Evidence of local actions undertaken to prevent retailers from selling tobacco products to people under 18.
Data source: Local data collection.
Process
a) Proportion of tobacco test purchases with a recorded underage sale.
Numerator – the number in the denominator with a recorded underage sale.
Denominator – the number of tobacco test purchases carried out in a specified geographic area.
Data source: Local data collection. Data on number of test purchases resulting in a sale is reported in the Tobacco Control Survey, England from the Chartered Trading Standards Institute.
b) Proportion of retailers with a recorded underage sale followed up with advice to the retailer.
Numerator – the number in the denominator followed up with advice to the retailer.
Denominator – the number of test purchases with a recorded underage sale in a specified geographic area.
Data source: Local data collection. Data on actions taken where breaches of the legislation were found are reported in the Tobacco Control Survey, England from the Chartered Trading Standards Institute.
c) Proportion of individuals sanctioned for persistently selling tobacco to people under 18.
Numerator – the number in the denominator sanctioned for persistently selling tobacco to people under 18.
Denominator – the number of individuals identified as persistently selling tobacco to people under 18 in a specified geographic area.
Data source: Local data collection.
d) Proportion of tobacco sales outlets sanctioned for persistently selling tobacco to people under 18.
Numerator – the number in the denominator sanctioned for persistently selling tobacco to people under 18.
Denominator – the number of tobacco sales outlets identified as persistently selling tobacco to people under 18 in a specified geographic area.
Data source: Local data collection. Data on numbers of prosecutions where breaches of the legislation were found is reported in the Tobacco Control Survey, England from the Chartered Trading Standards Institute.
Outcome
Incidence of underage tobacco sales.
Data source: Local data collection.
What the quality statement means for different audiences
Local trading standards work in partnership with retailers, the police and the wider community to gather reliable information and take action against local retailers who sell tobacco to people under 18.
Local retailers are subject to test purchase operations and if underage tobacco sales are recorded, further action is taken. They work with local trading standards in order to comply with the legislation. If the retailers are found persistently selling tobacco products to people under 18, they can be sanctioned by magistrates' courts.
Children and young people find it hard to buy tobacco products and hard to start or carry on smoking. This means that they are better protected from smoking-related harm.
Source guidance
Tobacco: preventing uptake, promoting quitting and treating dependence. NICE guideline NG209 (2021, updated 2023), recommendation 1.3.2
Definitions of terms used in this quality statement
Identifying retailers
Local authorities, trading standards, the police, HM Revenue and Customs, voluntary and community groups work in partnership to identify retailers that sell tobacco products to people under 18.
Trading standards also work with local retailers to increase awareness of, and compliance with, legislation prohibiting under age tobacco sales. [Adapted from NICE's guideline on tobacco, recommendations 1.3.1, 1.3.3, 1.3.4 and expert opinion]
Taking actions against retailers
Actions taken against retailers include:
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Making test purchases each year, using local data to detect breaches in the law and auditing the breaches regularly to ensure consistent good practice across all local authorities.
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Running campaigns for retailers to publicise legislation prohibiting under age tobacco sales.
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Prosecuting retailers who persistently break the law.
Trading standards can apply to the magistrates' court to impose fines or sanctions on the retailers. The maximum fine is £2500. When a person is convicted of making an illegal sale to anyone under 18 and, on at least 2 other occasions within a 2-year period, has committed other similar offences (these do not need to have resulted in a conviction), a sanction may be applied for. The magistrates' court can issue a Restricted Premises Order or a Restricted Sale Order, or both.
Restricted Premises Order – The retail premises is prohibited from selling tobacco products for a period of up to 12 months.
Restricted Sale Order – A named person is prohibited from selling tobacco or managing premises in relation to the sale of tobacco products for a period of up to 12 months – the business may still sell tobacco, but the individual may not. [NICE's guideline on tobacco, recommendations 1.3.2 and 1.3.4, Responsible tobacco retailing, 2014 and expert opinion]
Equality and diversity considerations
Smoking is more common in socially deprived areas and children and young people from poorer socioeconomic backgrounds take up smoking at an earlier age. Targeting retailers with awareness raising campaigns can potentially have more impact in disadvantaged areas.