Interventional procedure overview of extracorporeal shockwave therapy for calcific tendinopathy in the shoulder
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Summary of key evidence on extracorporeal shockwave lithotripsy for calcific tendinopathy in the shoulder
Study 1 Surace S (2020)
Study type | Systematic review (Cochrane) |
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Country | Trials were set in Italy, Germany, Austria, Norway, the Netherlands, UK, China, France, Taiwan, Spain, Turkey, and South Korea |
Recruitment period | Search date: November 2019 |
Study population and number | n=2,281 (32 trials) People with rotator cuff disease, with or without calcification |
Age and sex | Mean age ranged from 48 to 56 years (in 16 studies); 61% female (in 30 studies) |
Patient selection criteria | Study selection criteria for review: RCTs and controlled clinical trials that used quasi-randomised methods to allocate participants, investigating participants with rotator cuff disease with or without calcific deposits. Trials of comparisons of shockwave therapy versus any other intervention were included. Major outcomes were pain relief greater than 30%, mean pain score, function, patient-reported global assessment of treatment success, quality of life, number of participants experiencing adverse events and number of withdrawals due to adverse events. Patient selection: inclusion criteria or definitions of the included conditions (or both) varied between trials. |
Technique | Shockwave treatments were heterogeneous across trials and varied in the machines used to generate the shock waves, number and size of energy pulses, and the number of treatment sessions (1 to 6 sessions varying from 7 to 16 days apart). Twelve trials compared shockwave therapy to placebo, 11 trials compared high-dose shockwave therapy (0.2 mJ/mmN to 0.4 mJ/mmN and above) to low-dose shockwave therapy. Single trials compared shockwave therapy to ultrasound-guided glucocorticoid needling, ultrasound-guided hyaluronic acid injection, transcutaneous electric nerve stimulation, no treatment or exercise; dual session shockwave therapy to single session therapy; and different delivery methods of shockwave therapy. Of the 32 trials, 7 specified that radial shockwave therapy was used. |
Follow up | For most studies, follow up was 3 to 12 months; 1 had a mean follow up of 23 months |
Conflict of interest/source of funding | Two studies were funded by manufacturers of shockwave machines, 7 studies were funded by grants from research foundations or universities, 3 studies were provided with the shockwave machines, 9 studies explicitly reported they received no funding while 13 studies did not report either way. |
Analysis
Follow-up issues: 22 (68%) trials were rated as low risk of attrition bias because they had no dropouts or the losses to follow up, exclusions or attrition was sufficiently small that it was unlikely to have biased the results. There was a high risk of attrition bias in 8 (26%) trials, which had differential dropout across groups or reasons for dropout were related to treatment.
Study design issues: RCTs and controlled clinical trials that used quasi-randomised methods to allocate participants, investigating participants with rotator cuff disease with or without calcific deposits, were included. Trials of comparisons of shockwave therapy versus any other intervention were included, but the primary comparator was placebo. All trials were susceptible to bias, and the evidence was graded as low to moderate certainty. Overall, 24/32 (75%) trials were susceptible to selection bias, 20 (62%) trials at risk of performance bias, 20 (62%) trials at risk of detection bias and 14 (45%) trials at risk of selective reporting bias. When possible, analyses were based on intention-to-treat data from the individual trials. Many trials did not report major outcomes or presented outcome data incompletely and attempts to obtain unpublished data from trialists were largely unsuccessful. None of the trials measured quality of life.
Study population issues: 23 trials only included participants with calcific tendonitis, 7 trials only included participants without calcific deposits and 2 trials included participants with or without calcific deposits. Only 1 trial reported data for participants with and without calcific deposits separately.
The following trials were included: Albert 2007; Cacchio 2006; Cosentino 2003; De Boer 2017; Del Castillo-Gonzales 2016; Duymaz 2019; Engebretsen 2009; Farr 2011; Frizziero 2017; Galasso 2012; Gerdesmeyer 2003; Haake 2002; Hearnden 2009; Hsu 2008; Ioppolo 2012; Kim 2014; Kolk 2013; Kvalvaag 2017; Li 2017; Loew 1999; Melegati 2000; Pan 2003; Perlick 2003; Peters 2004; Pleiner 2004; Rompe 1998; Sabeti 2007; Sabeti-Aschraf 2005; Schmitt 2001; Schofer 2009; Speed 2002; Tornese 2011.
Key efficacy findings
Number of patients analysed: 2,281
Shockwave therapy versus placebo for rotator cuff disease with or without calcification at 3 months
Pain relief of 50% or greater
Shockwave therapy=41.2% (14/34)
Placebo=37.5% (15/40), RR 1.10 (95% CI 0.62 to 1.94); 1 study (n=74); low-quality evidence (downgraded for bias and imprecision)
Mean pain (0 to 10 scale, higher scores indicate more pain)
3.02 points in the placebo group and 0.78 points better (range 0.17 better to 1.4 better; clinically important change was 1.5 points) with shock wave therapy, SMD=-0.49 (95% CI -0.88 to -0.11); 9 trials, n=608; moderate-quality evidence (downgraded for bias)
Mean function (0 to 100 scale, higher scores indicate better function)
66 points in the placebo group and 7.9 points better (1.6 better to 14 better; clinically important difference was 10 points) with shock wave therapy, SMD=0.62 (95% CI 0.13 to 1.11); 9 trials, n=612; moderate-quality evidence (downgraded for bias)
Participant-reported success (follow up: end of studies)
Shockwave therapy=38.7% (58/150)
Placebo=25.6% (35/137), RR 1.59 (95% CI 0.87 to 2.91); 6 trials (n=287); low-quality evidence (downgraded for bias and imprecision)
Subgroup analyses indicated that there were no between-group differences in pain and function outcomes in participants who did or did not have calcific deposits in the rotator cuff.
Shockwave therapy was associated with an increased rate of complete resolution of calcium deposits by the end of the trial, but this was of uncertain clinical significance.
It is uncertain whether shock wave therapy has any benefits over ultrasound-guided glucocorticoid needling, transcutaneous electrical nerve stimulation, exercise or no treatment, or different regimens of shockwave therapy. There was only low certainty evidence from single or few small studies, subject to bias and imprecision.
It is uncertain whether higher doses of shockwave therapy has any benefit and more adverse events over lower doses, because of very low certainty evidence.
Key safety findings
Shockwave therapy versus placebo for rotator cuff disease with or without calcification
Withdrawals because of adverse events or treatment intolerance
Shockwave therapy=32.4% (11/34)
Placebo=32.5% (13/40), RR 0.75 (95% CI 0.43 to 1.31); 7 trials (n=581); low-quality evidence (downgraded for bias and imprecision)
Adverse events (12‑month follow up)
Shockwave therapy=26.3% (41/156)
Placebo=7.2% (10/139), RR 3.61 (95% CI 2.00 to 6.52); 5 trials (n=295); low-quality evidence (downgraded for bias and imprecision)
There were no serious adverse events reported. The type of adverse events included pain (sometimes described as severe), localised redness, bleeding or bruising and increased shoulder pain after treatment.
Study 2 Kvalvaag E (2018)
Study type | RCT |
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Country | Norway |
Recruitment period | 2012 to 2014 |
Study population and number | n=143 (69 radial ESWT and supervised exercises, 74 sham radial ESWT and supervised exercises) Patients with subacromial pain syndrome lasting at least 3 months, with or without calcification in the rotator cuff |
Age and sex | Active radial ESWT: mean age=47.6 years, 54% (37/69) female Sham radial ESWT: mean age=46.0 years, 55% (41/74) female |
Patient selection criteria | Inclusion criteria: patients aged 25 to 70 years with subacromial pain lasting at least 3 months, dysfunction or pain on abduction, normal passive glenohumeral range of motion, pain on at least 1 of 2 isometric tests (abduction or external rotation), and a positive Hawkins impingement sign. Exclusion criteria: previous surgery on the affected shoulder, instability, rheumatoid arthritis, full-thickness tear of the rotator cuff, cervical radiculopathy, infection, inability to complete questionnaires or follow treatment plan, contraindications to shockwave therapy (use of anticoagulant drugs, bleeding disorder, epilepsy, pregnancy or pacemaker), previous experience with shockwave therapy, cortisone injection in affected shoulder within last 6 weeks, SPADI score below 20. |
Technique | Device: Enimed Swiss DolorClast. A 'power' handpiece was used, which generates more energy than a regular handpiece. Treatment consisted of 2,000 impulses on each painful shoulder tendon with a pressure between 1.5 and 3.0 bar (0.01 to 0.35 mJ/mm2), depending on what the patient could tolerate. Treatment sessions were offered once a week for 4 weeks. The sham probe was similar to the active one in design, shape and sound, but no shockwaves were conducted. All patients had supervised exercises with experienced physiotherapists, once per week for the first 4 weeks and then twice per week for the next 8 weeks. Each session lasted 40 minutes. |
Follow up | 1 year |
Conflict of interest/source of funding | The authors reported no conflicts of interest. The study was funded by Sophies Minde Ortopedi. The funder had no role in the design of the study, data collection, analysis or interpretation, or writing the article. |
Analysis
Follow-up issues: Of the 143 randomised patients, 93% (64/69) of patients in the active radial ESWT group and 89% (66/74) of patients in the sham group completed the 1-year assessment.
Study design issues: Randomised controlled single-centre trial. Patients were randomly allocated to the treatment groups in blocks of 20, by an independent assistant not involved with any other part of the study. The patients, physiotherapists, the writing group and the outcome assessor were all blinded to treatment allocation. The main aim of the study was to evaluate if radial ESWT had any additional effect after 1 year when used as an adjunct with supervised exercises. The study was designed to detect a difference of 10 points in SPADI scores between the 2 treatment groups. The sample size was calculated as 50 in each group. The authors noted that the study may be underpowered to detect a difference in the subgroup of patients with calcification in the rotator cuff. Function questions were scored 0 (no problem) to 10 (not possible).
Study population issues: Demographic and baseline characteristics were similar in the 2 groups.
Other issues: This publication reports longer term outcomes for a study that is also included in the systematic review by Surace et al. (2020).
Key efficacy findings
Number of patients analysed: 143 (69 active radial ESWT, 74 sham)
Proportion of patients with reduction in SPADI score that exceeded the smallest detectable difference of 19.7 points at 1 year
Active radial ESWT=53.6% (37/64)
Sham radial ESWT=51.4% (38/66), odds ratio 0.96, 95% CI 0.47 to 1.9, p=0.89
Outcome measure | Active radial ESWT - baseline | Active radial ESWT – 1 year | Sham - baseline | Sham – 1 year | Treatment effect (95% CI) | p value |
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SPADI | 51.8 (17.5) | 26.9 (27.3) | 51.9 (16.7) | 28.3 (24.2) | -1.6 (-10.2 to 6.96) | 0.71 |
Pain at rest (0 to 10) | 4.4 (2.4) | 2.2 (2.5) | 4.3 (2.2) | 2.3 (2.4) | -0.1 (-0.1 to 0.7) | 0.73 |
Pain during activity (0 to 10) | 6.4 (2.1) | 3.5 (2.8) | 6.7 (1.8) | 3.6 (2.1) | -0.1 (-1.1 to 0.87) | 0.80 |
Function – 'can you carry a shopping bag (5 kg)?' (0 to 10) | 4.9 (3.1) | 3.2 (3.2) | 5.5 (2.7) | 3.3 (3.1) | -0.3 (-0.7 to 1.3) | 0.60 |
Function – 'can you take something down from a shelf?' (0 to 10) | 6.6 (2.4) | 3.4 (3.3) | 6.4 (2.9) | 3.7 (3.2) | -0.3 (-1.4 to 0.8) | 0.59 |
Health-related quality of life (EQ-5D) (-0.59 to 1) | 0.53 (0.29) | 0.71 (0.26) | 0.58 (0.24) | 0.73 (0.25) | -0.0 (-0.1 to 0.1) | 0.94 |
Prespecified subgroup analysis (patients with medium and large size calcification [over 5 mm] in the rotator cuff at baseline)
Mean difference in SPADI score between 2 treatment arms at 1 year = -6.3, 95% CI -22.4 to 9.8, p=0.44
Additional treatment during follow-up period
Active radial ESWT=26.6% (17/64); 6 patients had surgery
Sham=18.2% (12/66); 5 patients had surgery
Analysis of possible predictors of pain and disability after 1 year
Low patient expectations were the strongest predictor of a negative outcome. Other predictors of a poorer outcome were: single marital status at baseline, frequent use of pain medication, not working at baseline, low self-reported general health status, and few supervised exercise sessions.
Key safety findings
No safety outcomes were reported.
Study 3 Abo Al-Khaira M (2021)
Study type | RCT |
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Country | Egypt |
Recruitment period | 2016 to 2019 |
Study population and number | n=45 (15 focused ESWT, 15 radial ESWT, 15 combined ESWT) Patients with calcific shoulder tendinopathy |
Age and sex | Mean 50.9 years (range 30 to 68); 62% (28/45) female |
Patient selection criteria | Inclusion criteria: patients with clinically diagnosed calcific shoulder tendinopathy with no improvement after 3 months of treatment with conventional physical therapy such as ultrasound, laser, and exercise, or medical treatment or local corticosteroid injection. Exclusion criteria: age under 18 years, malignancy, clotting problems, use of anticoagulants, other causes of shoulder pain such as previous trauma or operation of the shoulder, shoulder arthritis, referred pain to the shoulder region from sites extrinsic to the shoulder joint such as the cervical spine, brachial plexus, thoracic outlet, peripheral nerve affection, wound or local infection in the shoulder and hemiplegia. |
Technique | Device: DUOLITH SD1 Tower (STORZ MEDICAL AG.) Focused ESWT: 1,500 shocks, with energy level 0.3 mj/mm2 and frequency 4 Hz. Radial ESWT: 2,000 shocks, with energy level 2.5 bars and frequency 10 Hz. Combined ESWT: 1,500 shocks and 2,000 shocks with the above parameters. Patients of the 3 groups had 4 sessions, 1 week apart, lasting 10 to 15 minutes. The contact head was positioned at the marked site of calcification which was defined by sonography before each treatment. A cold pack was sometimes applied after the session to relieve pain and discomfort. No medications or exercise were prescribed during treatment. |
Follow up | 3 months |
Conflict of interest/source of funding | None |
Analysis
Follow-up issues: There were no losses to follow up. All patients were evaluated by musculoskeletal ultrasound before treatment, at 1 week and at 3 months after the last session.
Study design issues: Patients were randomly allocated to 1 of 3 treatment groups by using simple random numbers (not further described). All patients had the allocated treatment. No blinding was described. The authors stated that a power size calculation was done, but no details were given.
Study population issues: There were no statistically significant differences in baseline characteristics between the 3 groups.
Key efficacy findings
Number of patients analysed: 45 (15 focused ESWT, 15 radial ESWT, 15 combined focused and radial ESWT)
There was a statistically significant clinical, functional, and ultrasonographic improvement at 1 week and 3 months after treatment in the 3 groups (p<0.001).
Combined focused and radial ESWT was statistically significantly better than focused or radial ESWT alone in all clinical, functional, and ultrasonographic parameters studied at 1 and 3 months after treatment (p<0.001).
Complete resorption of calcification was seen in 20% (3/15) of patients in group 1 (focused ESWT), 27% (4/15) of patients in group 2 (radial ESWT) and 67% (10/15) of patients in group 3 (combined focused and radial ESWT).
Variable | Group 1 - before | Group 1 - after | p | Group 2 - before | Group 2 - after | p | Group 3 - before | Group 3 - after | p |
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VAS (0 to 10); median (IQR) | 8 (2) | 4 (3) | <0.001 | 7 (2) | 3 (3) | <0.001 | 8 (2) | 0 (3) | <0.001 |
Abduction (0 to 180); mean (SD) | 114.0 (27.2) | 151.7 (19.6) | <0.001 | 106.0 (38.3) | 151.0 (27.0) | <0.001 | 87.3 (29.6) | 174.0 (6.3) | <0.001 |
Internal rotation (0 to 90); mean (SD) | 39.0 (15.3) | 66.0 (11.2) | <0.001 | 39.7 (19.0) | 75.7 (10.2) | <0.001 | 29.0 (8.7) | 78.7 (7.4) | <0.001 |
Shoulder disability questionnaire (0 to 100); mean (SD) | 85.8 (16.2) | 34.2 (23.1) | <0.001 | 84.9 (14.4) | 29.2 (18.6) | <0.001 | 87.5 (14.9) | 17.2 (15.8) | <0.001 |
Calcification size (mm); median (SD) | 8.7 (8.3) | 3 (4) | <0.001 | 9 (7.2) | 4.7 (5) | <0.001 | 11 (8.2) | 0 (5.3) | <0.001 |
Group 1=focused ESWT, group 2=radial ESWT, group 3=combined focused and radial ESWT
Variable | Group 1 | Group 2 | Group 3 | p value |
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VAS | 4.40 (2.35) | 4.47 (1.72) | 6.58 (1.92) | 0.014 |
Abduction | 37.7 (22.6) | 45.0 (34.1) | 86.7 (31.3) | <0.001 |
Internal rotation | 27.0 (13.2) | 36.0 (16.3) | 49.7 (13.6) | <0.001 |
Shoulder disability questionnaire | 51.7 (19.9) | 55.7 (20.6) | 70.4 (16.8) | 0.034 |
Calcification size (mm) | 5.72 (3.64) | 5.58 (2.79) | 8.83 (3.49) | 0.025 |
Key safety findings
Reported side effects were pain during the treatment session, mild haematoma, and petechia (2 patients in group 2 and 2 patients in group 3). Most symptoms disappeared within minutes or hours after treatment.
Study 4 Wu KT (2019)
Study type | Non-randomised comparative study (comparing patients with different types of tendinosis) |
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Country | Taiwan |
Recruitment period | 1998 to 2015 |
Study population and number | n=60 (20 non-calcified tendinosis, 20 translucent calcified tendinosis type 2 and 3, 20 dense calcified tendinosis type 1) Patients with symptomatic calcific and non-calcific rotator cuff tendinosis |
Age and sex | Non-calcified tendinosis: mean age 52.4 years (range 42 to 68); 65% (13/20) female Translucent calcified tendinosis: mean age 53.3 years (range 32 to 78); 65% (13/20) female Dense calcified tendinosis: mean age 53.0 years (range 32 to 78); 70% (14/20) female |
Patient selection criteria | Patients with clinical symptoms, such as pain or disability, which lasted for more than 6 months, confirmed by ultrasonography or MRI. Patients with symptoms that did not respond to conservative treatment, such as physiotherapy, non-steroidal anti-inflammatories, or analgesics, for 3 months were referred for ESWT if they had no contraindications, which included pregnancy, coagulopathy, acute infection, or malignancy. Patients who had a full-thickness tear or type 2 or 3 acromion were also excluded. |
Technique | The electrohydraulic shockwave was produced using Ossatron (Sanuwave, Georgia) or Orthospec equipment (Medispec Ltd., Israel). 3,000 impulses were delivered at 16 kv to 18 kv (0.32mJ/mm2 energy flux density) with the Ossatron or at level 7 (0.32mJ/mm2) for the Orthospec under image guide on the tendon with calcific deposition and on the point of maximal tenderness in patients without calcification. The procedures were done without anaesthesia or analgesics. All current treatments were discontinued 2 weeks before ESWT until 4 weeks after ESWT. |
Follow up | 12 months |
Conflict of interest/source of funding | None |
Analysis
Study design issues: Retrospective, non-randomised comparative study, aiming to compare the outcomes of ESWT on non-calcific rotator cuff tendinosis and different types of calcific tendinosis. Patients were divided into 3 groups: non-calcified tendinosis, type 1 calcification (well-circumscribed, dense, formative calcification), and type 2 and 3 calcification (type 2 is clearly circumscribed, translucent, cloudy, and dense calcification, and type 3 is cloudy, translucent and resorptive). Of 291 eligible patients who met the inclusion criteria, 1:1:1 propensity score matching was done, with potential confounders of functional outcome including age, gender, VAS, strength, activity, motion, and overall CMS. A total of 20 patients from each pool of patients were matched successfully.
Regarding overall satisfaction, patients with more than 80% symptom improvement were defined as complaint-free, 50 to 79% as significantly better, 25 to 49% as slightly better, and lower than 24% as unchanged. Patients who were considered 'complaint-free' and 'significantly better' at the final follow up were regarded as having a high level of satisfaction.
Study population issues: There were no statistically significant differences at baseline regarding age, gender, or side of the affected shoulder. Mean duration of symptoms was longer in group 2 (20.3 months, p=0.016) than in group 1 (13.4 months) and group 3 (9.8 months).
Key efficacy findings
Number of patients analysed: 60
Variable | Non-calcified tendinosis, n=20 | Translucent calcified tendinosis, n=20 | Dense calcified tendinosis, n=20 | p value |
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VAS - before | 5.5 (0.76); 4 to 7 | 5.4 (1.04); 2 to 8 | 5.4 (0.94); 3 to 7 | 0.944 |
VAS - after | 2.9 (2.86); 0 to 9 | 1.5 (2.48); 0 to 6 | 3.8 (2.46); 0 to 6 | 0.011 |
p value | 0.001 | <0.001 | 0.02 | |
CMS pain score - before | 4.6 (0.88); 2 to 6 | 4.1 (1.00); 2 to 6 | 4.6 (0.6); 3 to 5 | 0.091 |
CMS pain score - after | 7.7 (2.13); 3 to 10 | 8.8 (2.00); 4 to 10 | 6.5 (2.16); 4 to 10 | 0.004 |
p value | 0.001 | <0.001 | 0.003 | |
CMS night pain - before | 2.6 (0.83); 1 to 4 | 2.6 (0.94); 1 to 4 | 2.6 (0.5); 2 to 3 | 0.985 |
CMS night pain - after | 4.2 (1.04); 2 to 5 | 4.3 (1.13); 2 to 5 | 3.3 (1.20); 2 to 5 | 0.012 |
p value | <0.001 | <0.001 | 0.03 | |
Strength - before | 12.6 (3.66); 5 to 20 | 11.2 (3.23); 5 to 16 | 12.7 (3.08); 7 to 18 | 0.349 |
Strength - after | 19.2 (5.22); 8 to 25 | 22.4 (5.10); 8 to 25 | 18.4 (4.69); 10 to 25 | 0.002 |
p value | <0.001 | <0.001 | 0.001 | |
Activity - before | 10.8 (3.16); 5 to 5 | 10.0 (2.51); 6 to 16 | 10.7 (2.56); 6 to 16 | 0.626 |
Activity - after | 16.1 (4.16); 10 to 23 | 17.6 (4.24); 6 to 20 | 14.7 (4.13); 8 to 20 | 0.031 |
p value | 0.001 | <0.001 | 0.002 | |
Motion - before | 22.0 (8.41); 8 to 34 | 21.9 (7.99); 6 to 36 | 23.3 (5.20); 16 to 36 | 0.721 |
Motion - after | 31.7 (7.18); 14 to 38 | 33.9 (7.77); 16 to 40 | 28.3 (7.06); 18 to 40 | 0.030 |
p value | 0.002 | <0.001 | 0.005 | |
Overall CMS - before | 52.5 (14.5); 21 to 74 | 49.7 (9.03); 33 to 62 | 53.8 (7.66); 42 to 64 | 0.409 |
Overall CMS - after | 78.7 (18.3); 38 to 98 | 86.9 (19.7); 40 to 100 | 71.1 (17.8); 44 to 98 | 0.007 |
p value | 0.001 | <0.001 | 0.001 |
Variable | Non-calcified tendinosis, n=20 | Translucent calcified tendinosis, n=20 | Dense calcified tendinosis, n=20 |
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Complaint-free | 3 (15) | 14 (70) | 5 (25) |
Significantly better | 7 (35) | 1 (5) | 6 (30) |
Slightly better | 5 (25) | 1 (5) | 2 (10) |
Unchanged | 5 (25) | 4 (20) | 7 (35) |
Key safety findings
No safety outcomes were reported.
Study 5 Louwerens J (2020)
Study type | RCT |
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Country | The Netherlands |
Recruitment period | 2014 to 2017 |
Study population and number | n=82 (41 high-energy ESWT, 41 ultrasound-guided needling) Patients with symptomatic calcific tendonitis of the rotator cuff |
Age and sex | ESWT: mean age 51.6 years; 66% (27/41) female Ultrasound-guided needling: mean age 52.7 years; 63% (26/41) female |
Patient selection criteria | Inclusion criteria: age >18 years, clinical sign of subacromial pain syndrome, standardised radiographs showing a calcific deposit with a diameter of at least 5 mm in size, morphologic type 1 and type 2 deposits according to Gartner (type 1, sharply outlined and densely structured; type 2, sharply outlined and inhomogeneous or homogenous with no defined border), symptoms for more than 4 months, a completed and unsuccessful nonsurgical treatment program including nonsteroidal anti-inflammatory drugs, physiotherapy and at least 1 subacromial corticosteroid injection. Exclusion criteria: ultrasonic signs of a partial or full rotator cuff tendon tear, clinical or radiographic signs of a resorption phase, defined as increased pain in combination with a morphologic type 3 deposit (cloudy and transparent in structure) on radiographs, calcific deposits in multiple tendons of the rotator cuff, osteoarthritis of the glenohumeral or acromioclavicular joint, adhesive capsulitis, previous shoulder surgery, ESWT or ultrasound-guided needling to the affected shoulder, instability of the shoulder, rheumatoid arthritis, neurologic disorders or dysfunction of the upper limb and the inability to give informed consent. |
Technique | ESWT device: Piezowave2 system (Richard Wolf GmbH, Germany). Patients had 4 sessions of high-energy ESWT with a 1-week interval. Each session consisted of 2,000 piezoelectric pressure pulses, focused on the calcific deposit, at a frequency of 4 Hz with a total energy flux density of 0.351 mJ/mm2 resulting in a total energy amount of 2,808 mJ. The calcific deposit was localised by ultrasound with the patient positioned in a supine position. The shoulder was cooled with ice packs after treatment if necessary. Ultrasound-guided needling: a double-needle technique was used with repeated perforation of the deposit and subsequent aspiration and lavage. Patients had a single procedure, which was combined with a corticosteroid ultrasound-guided subacromial bursa injection. After treatment, both groups followed a standardised physical therapy program including active and passive exercise mobilisation techniques. |
Follow up | 1 year |
Conflict of interest/source of funding | 1 author reported grants from Spaarne General Hospital and nonfinancial support from Richard Wolf GmbH, during the conduct of the study, 1 author reported personal fees from Zimmer Biomet, grants from Zimmer Biomet, and grants from Stryker, outside the conduct of the study, 1 author reported grants from Wright Medical Group and grants from Smith & Nephew, outside the submitted work and 1 reported personal fees from DePuy Synthes and Link Lima, outside the submitted work. |
Analysis
Follow-up issues: Both treatment groups had visits with the coordinating investigator before the intervention and at 6 weeks, 3 months, 6 months, and 1 year after treatment. One patient was lost to follow up at 3 months.
Study design issues: A research nurse allocated the patients to 1 of 2 treatment groups using computer-generated block randomisation (10 patients per block). The primary outcome measure was the CMS (range 0 to 100 points). A difference of 12 points was defined as the minimal clinically important difference between the treatment groups. With an assumed standard deviation of 20 points a sample size of 44 participants per group was computed to achieve a power of 80% to detect a 12-point difference. Although the final sample size was smaller than this, a post-hoc analysis showed that the study was appropriately powered to detect a statistically significant and clinically relevant difference of 12 points in the CMS score. Primary analysis was done on an intention-to-treat basis. The radiographs were analysed by an independent physician, blinded for the allocated treatment.
Study population issues: Demographics and baseline clinical characteristics were similar for both groups except for the distribution of the Gartner types (32% [13/41] of shoulders in the ESWT group were type 1 compared with 51% [21/41] in the ultrasound-guided needling group). The mean duration of symptoms was 3 years.
Key efficacy findings
Number of patients analysed: 82 (41 ESWT, 41 ultrasound-guided needling)
Outcome | ESWT, mean (95% CI) | Ultrasound-guided needling, mean (95% CI) | p value |
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CMS – 6 weeks | 7.6 (3.5 to 11.7) | 5.1 (0.8 to 9.4) | 0.40 |
CMS – 3 months | 9.9 (5.4 to 14.4) | 7.0 (2.4 to 11.7) | 0.37 |
CMS – 6 months | 13.3 (7.8 to 18.8) | 12.4 (7.1 to 17.6) | 0.80 |
CMS – 1 year | 15.7 (10.1 to 21.3) | 20.9 (16.9 to 24.8) | 0.13 |
DASH – 6 weeks | -12.3 (-17.2 to -7.4) | -5.0 (-9.9 to -0.2) | 0.04 |
DASH – 3 months | -13.2 (-19.3 to -7.1) | -6.4 (-12.4 to -0.4) | 0.11 |
DASH – 6 months | -17.6 (-24.1 to -11.1) | -13.6 (-18.5 to -8.7) | 0.32 |
DASH – 1 year | -20.7 (-27.2 to -14.2) | -20.1 (-25.4 to -14.8) | 0.87 |
VAS pain – 6 weeks | -1.6 (-2.3 to -0.9) | -0.9 (-1.7 to 0.03) | 0.19 |
VAS pain – 3 months | -1.7 (-2.6 to -0.7) | -1.1 (-2.1 to -0.1) | 0.41 |
VAS pain – 6 months | -2.3 (-3.3 to -1.3) | -2.9 (-3.6 to -2.2) | 0.28 |
VAS pain – 1 year | -2.6 (-3.7 to -1.6) | -3.9 (-4.6 to -3.1) | 0.05 |
Patient-reported outcome | ESWT, n (%) | ultrasound-guided needling, n (%) |
---|---|---|
(strong) decline | 3 (8) | 1 (3) |
neutral | 10 (26) | 8 (20) |
(strong) improvement | 26 (67) | 31 (78) |
Degree of resorption | ESWT, n (%) | ultrasound-guided needling, n (%) |
---|---|---|
No change | 17 (42) | 0 (0) |
Less than 50% | 6 (15) | 1 (3) |
More than 50% | 4 (10) | 12 (30) |
Full resorption | 14 (34) | 27 (68) |
Patient satisfaction
Mean satisfaction scores at 1 year: ESWT=7.6, ultrasound-guided needling=7.0 (p=0.30)
Additional interventions because of persistent pain or symptoms
ESWT=41.5% (17/41; 5 subacromial infiltration, 5 ultrasound-guided needling, 7 arthroscopic surgery)
Ultrasound-guided needling=22.0% (9/41; 9 subacromial infiltration), p=0.058
Key safety findings
The mean VAS pain scores during the intervention were 6.2 in the ESWT group and 4.5 in the ultrasound-guided needling group (p<0.001).
There were no serious adverse events.
2 patients developed a frozen shoulder (1 in each group).
2.4% (1/41) of patients who had ESWT 12.2% (5/41) of patients who had ultrasound-guided needling reported severe symptoms of subacromial bursitis within 2 months of the intervention, which resolved after a subacromial corticosteroid injection.
Study 6 Daecke W (2002)
Study type | Non-randomised comparative study (1 versus 2 sessions of high-energy ESWT) |
---|---|
Country | Germany |
Recruitment period | 1995 to 1996 |
Study population and number | n=115 (56 had 1 session of ESWT and 59 had 2 sessions) Patients with symptomatic chronic calcific tendonitis of the shoulder |
Age and sex | Mean 49 years (range 28 to 77); 42% (48/115) female |
Patient selection criteria | Inclusion criteria: painful calcific tendonitis for more than 12 months and conservative treatment (physiotherapy and subacromial steroid injections) for at least 6 months without effect. The calcific deposit had to have a homogeneous structure or a sharp outline (Gartner type 1 or 2) and to be a minimum of 15 mm in diameter. Exclusion criteria: acute subacromial impingement, ultrasound or MRI documentation of a rotator cuff tear, degenerative arthritis of the shoulder seen on radiography, generalised polyarthritis, neurologic disorders, pregnancy, infections, and tumours. |
Technique | Device: electromagnetic lithotripter (Compact; Dornier Med Tech, Germany). Local anaesthesia by subcutaneous injection was used. Patients were divided into 2 groups: 1 group had 1 session of 2,000-impulse high-dose shockwave therapy, and the other group had 2 sessions of the identical therapy 1 week apart. From low shockwave energy at the start, the intensity was increased within the first 300 impulses up to an energy flux density of 0.3 mJ/mm2. After ESWT, patients were asked not to have any specific subsequent treatment for at least 6 months but were encouraged to use the arm in daily activities. |
Follow up | 4 years |
Conflict of interest/source of funding |
Analysis
Follow-up issues: The follow-up rate was 87% after 3 months and 72% after 6 months. Four years after ESWT, 92% of the initial patient population (n=115) was interviewed. The effects of ESWT not followed by any other therapy within the first 6 months were evaluated in 59% (n=68) of the original 115 patients.
Study design issues: Prospective, non-randomised comparative study evaluating the long-term effects and complications of high-energy ESWT. Patients were divided into 2 groups in order of enrolment in the study, to have either 1 or 2 sessions of high-dose ESWT. Outcome was determined by functional examination, radiographs of the shoulder, and the patients' own assessments at 3 months, 6 months, and 4 years after treatment. Freedom from pain or only slight discomfort was an indication that the treatment had been subjectively effective.
Study population issues: Mean duration of pain was 5 years (range 1 to 36).
Key efficacy findings
Number of patients analysed: 115
20% (23/115) of patients had surgery on the affected shoulder after the procedure.
23% of patients who had 1 session of ESWT and 37% of patients who had 2 sessions of ESWT had no further treatment between 6 months and 4 years after ESWT. The types of treatment included physiotherapy and subacromial injections, singly or in combination, and surgery.
Time after ESWT | 1 session of ESWT | 2 sessions of ESWT | p value |
---|---|---|---|
3 months | 30 | 52 | Not reported |
6 months | 47 | 77 | 0.046 |
4 years | 93 | 93 | Not reported |
P value | <0.05 | <0.05 |
Time after ESWT | 1 session of ESWT | 2 sessions of ESWT | p value |
---|---|---|---|
3 months | 32 | 50 | Not significant |
6 months | 45 | 53 | Not significant |
4 years | 78 | 87 | Not significant |
p value | <0.001 | <0.001 |
Time after ESWT | 1 session of ESWT | 2 sessions of ESWT | p value |
---|---|---|---|
Baseline | 49 (13) | 44 (12) | Not significant |
3 months | 62 (16) | 62 (17) | Not significant |
6 months | 67 (17) | 69 (19) | Not significant |
4 years | 88 (8) | 85 (8) | Not significant |
p value | <0.001 | <0.05 |
Key safety findings
Subdermal hematoma was a minor early complication (number of patients not reported)
After 4 years, there were no late complications on clinical examination or radiography. There was no evidence of necrosis of the humeral head or rotator cuff disease induced by ESWT. In the 22 patients who had endoscopic (7) or open (15) surgery (removal of calcium deposit, bursectomy, and decompression in some cases), no severe damage to the shoulder joint was seen. Intraoperative findings indicated hypertrophic bursitis in 3 patients. Severe damage to the shoulder joint after ESWT was also excluded by operative evaluation.
Study 7 Chou W (2017)
Study type | Cohort study |
---|---|
Country | Taiwan |
Recruitment period | 1998 to 2014 |
Study population and number | n=268 Patients with symptomatic calcific tendonitis of the shoulder |
Age and sex | Mean 52.5 years; 72% (167/232) female |
Patient selection criteria | Patients with a painful shoulder caused by calcific tendonitis that failed to respond to oral medication and physiotherapy within 3 months were included. Calcific deposits were identified radiologically as homogeneous hyperdense areas of varying shape. The diagnosis was initially made on plain radiographs, ultrasound or MRI to confirm the diagnosis and to exclude the possibility of a rotator cuff tear or other conditions including malignancy. Contraindications for ESWT included pregnancy, acute infection, malignant tumour and coagulopathy, fracture or calcific tendonitis coexisting with a rotator cuff tear. |
Technique | Electrohydraulic shockwave devices used were either Ossatron (Sanuwave, Georgia) or Orthospec equipment (Medispec Ltd., Israel). Each affected shoulder received 3,000 impulses of the shockwave at 16 kv to 18 kv (0.32 mJ/mm2 energy flux density) for Ossatron or Level seven (0.32 mJ/mm2) for Orthospec under ultrasound control in line with the point of maximal tenderness. The total ESWT dosage at each session was 960 (mJ/mm2). Patients who needed a second treatment had the procedure again, 3 months after the first procedure. All patients were asked to stop their current treatment for 2 weeks before ESWT. |
Follow up | 1 year |
Conflict of interest/source of funding | One author is a member of the advisory committee of Sanuwave (Georgia); this study was done independent of the appointment. |
Analysis
Follow-up issues: Of the 268 patients, 27 (10%) were lost to follow up. Plain radiographs of the shoulder were used to assess change in calcification at 3, 6 and 12 months.
Study design issues: Retrospective cohort study, to identify factors that are prognostic of the outcome of ESWT for calcific tendonitis of the shoulder. One year after ESWT, patients were grouped according to the level of resorption of calcification. Clinical evaluation included intensity of pain (VAS) and pain score, power, activity and movement. Stepwise multiple regression analysis was done for each parameter to determine which characteristics were independently associated with the outcomes of ESWT.
Study population issues: The mean duration of symptoms was 18.8 months (range 6 to 126).
Key efficacy findings
Number of patients analysed: 241
Complete resorption of calcification=55.6% (134/241)
Mean duration of symptoms was 12.5 months (range 6 to 48) in the complete resorption group and 26.6 months (range 12 to 126) in the incomplete resorption group (p<0.001).
Variable | Complete resorption (n=134) | Incomplete resorption (n=107) | p value |
---|---|---|---|
Mean calcification size (mm) (SD) | 13.0 (6.7) | 23.9 (8.9) | <0.001 |
Gartner and Heyer classification, % (n) – type 1 | 6.7 (9/134) | 64.5 (69/107) | <0.001 |
Gartner and Heyer classification, % (n) – type 2 | 61.9 (83/134) | 21.5 (23/107) | - |
Gartner and Heyer classification, % (n) – type 3 | 31.4 (42/134) | 14.0 (15/107) | - |
Location: acromion (muscle part) | 2.2 (3/134) | 5.6 (6/107) | <0.001 |
Location: supraspinatus/infraspinatus (tendon part) | 97.8 (131/134) | 94.4 (101/107) | - |
Variable | Complete resorption (n=134) | Incomplete resorption (n=107) | p value |
---|---|---|---|
Intensity of pain – before (SD; range) | 5.5 (1.1; 2 to 8) | 5.5 (0.9; 3 to 8) | 0.983 |
Intensity of pain – after (SD; range) | 1.0 (2.0; 0 to 6) | 3.8 (2.4; 0 to 7) | <0.001 |
p value | <0.001 | <0.001 | |
Pain score – before (SD; range) | 4.2 (0.8; 1 to 6) | 4.3 (0.8; 2 to 6) | 0.109 |
Pain score – after (SD; range) | 8.8 (2.1; 3 to 10) | 6.1 (2.4; 3 to 10) | <0.001 |
p value | <0.001 | < 0.001 | |
Power – before (SD; range) | 13.7 (3.5; 5 to 21) | 13.1 (3.0; 5 to 20) | 0.150 |
Power – after (SD; range) | 22.7 (4.0; 10 to 25) | 17.5 (5.1; 8 to 25) | <0.001 |
p value | <0.001 | <0.001 | |
Activity – before (SD; range) | 12.6 (2.8; 5 to 19) | 12.1 (2.8; 6 to 18) | 0.122 |
Activity – after (SD; range) | 18.8 (2.5; 8 to 20) | 14.9 (4.0; 6 to 20) | <0.001 |
p value | <0.001 | <0.001 | |
Movement – before (SD; range) | 20.4 (6.4; 6 to 36) | 20.5 (6.0; 8 to 38) | 0.895 |
Movement – after (SD; range) | 35.0 (7.3; 6 to 40) | 26.3 (8.5; 10 to 40) | <0.001 |
p value | <0.001 | <0.001 | |
Constant score – before (SD; range) | 53.7 (10.2; 24 to 37) | 52.8 (8.0; 37 to 67) | 0.435 |
Constant score – after (SD; range) | 90.0 (16.4; 33 to 100) | 68.1 (19.8; 37 to 100) | <0.001 |
p value | <0.001 | <0.001 | |
Complaint-free, % (n) | 81.4 (109/134) | 23.4 (25/107) | <0.001 |
Significantly better, % (n) | 3.7 (5/134) | 19.6 (21/107) | <0.001 |
Slightly better, % (n) | 3.0 (4/134) | 11.2 (12/107) | 0.011 |
Unchanged, % (n) | 11.9 (16/134) | 45.8 (49/107) | <0.001 |
Factor | Comparison | Odds Ratio (95% CI) | P value |
---|---|---|---|
Duration of symptoms (months) | Per 1-month increase | 1.06 (1.02 to 1.10) | 0.006 |
Classification | Type 1 versus others | 24.8 (9.42 to 65.4) | <0.001 |
Calcification size (mm) | Per 1 mm increase | 1.19 (1.12 to 1.27) | <0.001 |
Key safety findings
No safety outcomes were reported.
Study 8 Liu H (2006)
Study type | Case report |
---|---|
Country | Taiwan |
Recruitment period | Not reported |
Study population and number | n=1 Patient with humeral head osteonecrosis after ESWT for rotator cuff tendinopathy |
Age and sex | 49 year old female |
Patient selection criteria | Not applicable |
Technique | The patient had 1 session of ESWT each week for 3 consecutive weeks with a piezoelectric system (Piezoson 100; Richard Wolf, Germany). The impulse rate was 3,000 shocks per session with an energy of 0.78 mJ/mm2. The total energy was 2,340 mJ/mm2. |
Follow up | 3 months |
Conflict of interest/source of funding | None |
Key safety findings
The patient had a history of shoulder pain for 10 months. An MRI scan showed shoulder impingement with a partial tear of the supraspinatus tendon on the humeral side, subacromial and subdeltoid bursitis, and biceps tenosynovitis. There was no evidence of osteonecrosis of the humeral head. A follow up MRI at 3 months after the ESWT showed a newly developed area of osteonecrosis in the left humeral head. Another MRI at 7 months after the ESWT showed progression of the osteonecrosis. The shoulder pain became intolerable, and the patient had surgical core decompression of the humeral head 2 months later. During this hospital stay, an investigation for known predisposing factors for osteonecrosis was negative and the clinical history included no known predisposing factors.
Study 9 Durst H (2002)
Study type | Case report |
---|---|
Country | Switzerland |
Recruitment period | 1996 |
Study population and number | n=1 Patient with humeral head osteonecrosis after ESWT for shoulder calcific tendonitis |
Age and sex | 59 year old female |
Patient selection criteria | Not applicable |
Technique | The patient had 3 sessions of ESWT over the period of 1 month. At each session, 1,600 to 1,700 impulses were given at a level of 12 to 13 kV. |
Follow up | 3 years and 4 months |
Conflict of interest/source of funding | None |
Key safety findings
The patient presented with chronic shoulder pain (duration not stated), which had not responded to 3 subacromial injections of cortisone. Radiographs showed a deposit of calcium 28x10 mm in the tendon of the supraspinatus. After ESWT, there was a 79% reduction in the size of the calcium deposit seen on radiographs and no evidence of humeral head osteonecrosis. At 3 years and 4 months after ESWT, the patient had shoulder pain again and radiographs showed partial necrosis of the humeral head. This was confirmed by MRI. Investigations for known predisposing factors for osteonecrosis were negative.
Validity and generalisability of the studies
There are a number of RCTs, including data from the UK.
The systematic review by Surace et al. (2020) includes studies on non-calcific tendinopathies as well as calcific tendinopathies.
Of the 32 trials included in the systematic review, 12 compared shockwave therapy with placebo.
There are different devices with different mechanisms for producing shockwaves and treatment parameters varied across the studies. Some studies used radial shockwave therapy and others used focused shockwave therapy.
Most studies only reported outcomes up to 12 months after ESWT. One study reported outcomes up to 4 years (Daecke et al. 2002).
Inclusion criteria varied between studies.
Outcome measures varied between studies.
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