Interventional procedure overview of MRI-guided focused ultrasound thalamotomy for treating moderate to severe tremor in Parkinson's
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Evidence summary
Population and studies description
This interventional procedures overview is based on 261 people from 6 case series, 1 RCT (reported in 2 papers) and 1 systematic review. This is a rapid review of the literature, and a flow chart of the complete selection process is shown in figure 1. This overview presents 9 studies as the key evidence in table 2 and table 3, and lists 21 other relevant studies in table 5.
One systematic review (Lin 2021) did a network metanalysis based on a Bayesian framework to compare the efficacy of DBS and MRgFUS in parkinsonian tremor. Twenty four studies were included in the analysis, comprising data from 784 people, 77 of whom had treatment with MRgFUS thalamotomy.
One RCT, which was reported in 2 articles (Bond 2017 and Sperling 2018) assessed safety and efficacy at 12-month follow up of unilateral FUS thalamotomy for people with TDPD, accounting for placebo response. Assessments were double-blinded through the primary outcome and the placebo group was offered open-label treatment after unblinding.
One prospective study (Zur 2020) of 56 people (17 with PD and 39 with ET) looked at tremor relief and structural integrity after MRgFUS thalamotomy in tremor disorders. People with ET or PD having thalamotomy were prospectively recruited between March 2016 and October 2018. Tremor and quality of life were assessed before, 1 month after, and 6 months after thalamotomy.
A prospective study of 18 people with PD investigated cognitive outcomes after focused ultrasound thalamotomy for tremor (Saporito 2023).
Three prospective studies (Yamatoto 2021, Sinai 2022 and Chua 2023) studied the long-term results of focused ultrasound thalamotomy in TDPD. In Sinai 2022, the primary aim of treatment was to relieve arm tremor. For people with other tremors such as leg, chin, and head tremor, the aim was to relieve those tremors as well.
One retrospective study (Lak 2022) was a single centre study with 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD, Lak 2022).
Table 2 presents study details.
Study no. | First author, date country | Patients (male: female) | Age | Study design | Inclusion criteria | Intervention | Follow up |
---|---|---|---|---|---|---|---|
1 | Lin 2021 | N= 784 (77 for MRgFUS thalamus) | NA | Systematic review and network meta-analysis of 24 studies | People with clinical diagnosis of PD | MRgFUS | Follow-up ranging from 1 month to 48 months |
2 and 3 | Bond 2017, US Sperling 2018, US | N=27 (20 intervention and 7 placebo) (26:1) | Median age = 67.8 years (IQR, 62.1-73.8 years) | Randomised controlled trial | People with tremor dominant Parkinson's disease | Unilateral FUS thalamotomy | 12 months |
4 | Zur 2020 Israel and US | N=56 (17 PD and 39 ET) (13:4) | Mean age (SD) for those with PD: 65 (8) years | Prospective case series | Individuals undergoing MRI-guided focused US thalamotomy with disabling tremor despite at least two full-dose therapeutic medication trials | MRI-guided focused US thalamotomy | 6 months |
5 | Lak 2022 | N=160 (Laterality of Thalamotomy, Left, n = 128; Right, n = 32) (109:51) N=150 (medically refractory essential Tremor) N=10 (tremor predominant Parkinson's disease) | Mean age (SD)= 75.0 (7.50) Years (range: 48 to 93) | Case series | People who underwent unilateral MRgFUS thalamotomy for medically refractory ET or tremor predominant Parkinson's disease from March 2016 to January 2021 | MRgFUS thalamotomy | Mean= 14 months (range: 1 to 48 months) |
6 | Saporito 2023, Italy | N=40 (22 ET and 18 PD) (38:2) | Mean age (SD)= 67.7 (10.7) | Prospective case series | Adults who underwent unilateral MRgFUS thalamotomy | MRgFUS thalamotomy | 2 years |
7 | Sinai 2022, Israel | N=26 (20:6) | Median age = 60 years (range 46 to 79) | Prospective case series | People with tremor dominant Parkinson's disease | MRgFUS VIM-thalamotomy | Median follow-up= 36 months, range 12 to 60 months |
8 | Chua 2023, US | N=48 (38:10) | Mean age (SD, range) = 73.27 (7.31, 56–90) | Case series | People with tremor dominant Parkinson's disease | MRgFUS VIM-thalamotomy | 3 years |
9 | Yamatoto 2021 Japan | N=11 (5:6) | Mean age= 71.6 years | Prospective case series | People with medication-refractory TDPD (TDPD was defined as tremor-dominant with tremor dominant/postural instability and gait difficulty ratio >1.15. This was calculated from the UPDRS in the "on" state) | VIM thalamotomy with Transcranial MR-guided FUS | 1 year |
Procedure technique
Of the 9 studies, 6 studies detailed the focused ultrasound procedure technique and devices used as being a Neuro ExAblate machine (NeuroAblate 4000, InSightec; Bond 2017, Sperling 2018, Yamatoto 2021, Sinai 2022, Chua 2023 and Saporito 2023). One study did MRI examinations on a 3.0-T system (Discovery MR750; GE Healthcare, Milwaukee, Wisconsin; Zur 2020). One study described the procedure technique but gave no details about specific devices (Lak 2022). Eight studies targeted the ventral intermediate nucleus of the thalamus (Bond 2017, Sperling 2018, Lin 2021, Yamatoto 2021, Sinai 2022, Lak 2022, Chua 2023 and Saporito 2023).
Efficacy
Quality of life
In the RCT of 27 people comparing MRgFUS with a sham procedure, the quality-of-life rating, assessed by PDQ39 score improved to 7.5 (IQR, 3.4 to 22.2) at 1 year from 21.2 (IQR,12.6 to 32.0) at baseline, in the MRgFUS group. In the sham group the PDQ39 was 25.0 (IQR, 14.8 to 27.7) at baseline and 17.4 (IQR, 1.8 to 20.6) at 3 months. The CRST disability (part C) score improved to 2.5 (IQR, 0 to 11.0) at 1 year from 13.0 (IQR, 10.0 to 18.5) at baseline, in the MRgFUS group. In the sham group the CRST disability (part C) score was 17 (IQR, 13 to 20) at baseline and 16 (IQR, 13 to 18) at 1 year (Bond 2017).
In the prospective study of 56 people (17 with PD) looking at tremor relief and structural integrity after MRI-guided focused US thalamotomy in tremor disorders, the quality of life increased after ablation (mean 43.82, SD 20.94 at baseline compared with 27.07, SD 20.37 at 1 month, p<0.001; Zur 2020).
In the prospective study of 18 people with PD investigating cognitive outcomes after MRgFUS thalamotomy for tremor, there were statistically significant improvements in quality of life at 6-month follow up (PDQ-8: 5.61, SD 4.65 compared with 1.39, SD 2.33, p=0.001), and the overall cognitive status (MOCA 22.56, SD 4.10 compared with 23.94, SD 3.65, p=0.003; Saporito 2023).
The prospective study of 26 people studied the long-term results of MRgFUS thalamotomy in TDPD. The quality-of-life rating, assessed by PDQ39 score, showed a statistically significant improvement after MRgFUS. The raw baseline score before treatment was 32 (range 17 to 79). At 1 month after treatment the change in median score was -18 (range -42 to 27, p<0.0001). At 6 months the change in median score was -19 (range -61 to 9, p<0.0001) and at a year it was ‑15 (range -66 to 11, p<0.0001). When compared with the baseline, the improvement in PDQ39 score was not statistically significant at the 24-month, 36‑month or 48-month follow up (Sinai 2022).
Tremor
In the RCT of 27 people comparing MRgFUS with a sham procedure, in the MRgFUS group, the tremor sub-score (CRST A+B) of the treated hand improved to 5.0 (2.0 to 14.0) at 1 year from 17 (10.5 to 27.5) at baseline. In the sham group, the tremor sub-score (CRST A+B) of the treated hand improved to 17 (12 to 21) at 3 months from 23 (14 to 27) at baseline. In the MRgFUS group, the total CRST score improved to 18.0 (7.0 to 42.0) at 1 year from 41.5 (28.0 to 65.0) at baseline. In the sham group, the total CRST score improved to 37 (29 to 53) at 3 months from 48 (43 to 62) at baseline. In the MRgFUS group, the total UPDRS score improved to 19.5 (9.0 to 36.0) at 1 year from 37.5 (32.5 to 44.5) at baseline. In the sham group, the total UPDRS score improved to 24 (21 to 50) at 3 months from 39 (25 to 53) at baseline (Bond 2017).
In the prospective study of 56 people (17 with PD), tremor decreased in those with PD from 5.4 (SD 1.6) at baseline to 1.5 (SD 2.1) at the 1-month follow up (p<0.001; Zur 2020).
In the prospective study of 11 people with PD, the median scores on the UPDRS part 3 were 25 (IQR 18 to 34) at baseline and 9 (IQR 5 to 13) at 12 months after surgery. During this procedure, tremor significantly improved for everyone. Also, from baseline to 12 months, the median improvement in total tremor scores on the CRST was 65.3% (IQR 55.7 to 87.7; Yamatoto 2021).
In the retrospective study in a single centre with 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD), the mean tremor component scores at baseline in tremor-predominant PD were 3.5 (SD 0.52; rest), 2.8 (SD 0.78; posture) and 1.5 (SD 1.18; intention). Intention tremor scores after the procedure were 0.29 (SD 0.48) at 1 day (n=148), 0.50 (SD 0.95) at 3 months (n=110), 0.66 (SD 1.08) at 1 year (n=101), 0.87 (SD 0.90) at 2 years (n=49), 1.25 (SD 0.57) at 3 years (n=8) and 1 (SD 0.63) at 4 years (n=6) (Lak 2022).
In the prospective study of 26 people with PD, the median CRST score decreased by 15 points from baseline 1 month after treatment (p<0.0001). Tremor suppression continued during follow-up visits up to 5 years and remained statistically significant (6 months, n=22, p<0.0001; 1 year, n=23, p<0.0001; 2 years, n=15, p<0.0001; 3 years, n=15, p=0.023; 4 years, n=12, p=0.012; 5 years, n=7, p=0.031). Likewise, the median hemi-CRST dropped by 12 points (range ‑28 to -4, p<0.0001) after 1 month. Over time, the hemi-CRST score remained statistically significantly decreased. The median hemi-UPDRS score fell by 9 points at 1 month (range: -19 to 4 points; p<0.0001). Similar notable changes were also shown in part 3 of the total UPDRS. Over a period of up to 5 years, the median UPDRS part 3 and hemi-UPDRS remained statistically significantly decreased (Sinai 2022).
In the retrospective study of 48 people, the FTM score was 6.31 (SD 2.48, range 2 to 13) at baseline, 0 at day 1 and 0.50 (SD 0.50, range 0 to 1) after 3 years (Chua 2023).
In the systematic review of 77 people with PD, the network meta-analysis comparisons for UPDRS III-Tremor (medication-off) showed that the mean difference for MRgFUS (internal globus pallidus and ventral intermediate nucleus) compared with baseline was significant (4.90, 95% CI 0.81 to 9.06, and 5.62, 95% CI 1.41 to 9.57, respectively). For UPDRS III-Tremor (medication-on), the mean difference for MRgFUS (internal globus pallidus and ventral intermediate nucleus) compared with baseline was significant (3.54, 95% CI 1.54 to 5.74, and 2.54, 95% CI 1.11 to 4.18, respectively). The UPDRS III-Total (medication-off) showed that the mean difference for MRgFUS (internal globus pallidus and ventral intermediate nucleus) compared with baseline was significant (13.46, 95% CI 2.46 to 25.10, and 18.62, 95% CI –2.09 to 38.79, respectively). The UPDRS III-Total (medication-on) showed that the mean difference for MRgFUS (internal globus pallidus and ventral intermediate nucleus) compared with baseline was significant (11.47, 95% CI 5.90 to 17.01, and 11.63, 95% CI 3.67 to 19.06, respectively; Lin 2021).
Use of antiparkinsonian medication
In the RCT of 27 people comparing MRgFUS with a sham procedure, the LEDD (mg) was 550 (400 to 800) at 1 year and 751 (450 to 950) at baseline in the MRgFUS group. In the sham group the LEDD (mg) was 840 (550 to 1250) at 3 months and 640 (550 to 1250) at baseline (Bond 2017).
In the prospective study of 11 people with PD, the levodopa equivalent dose remained the same or decreased in 6 people and increased in 3 people at 12 months, when compared with baseline. One person refused to take medications because of lack of efficacy and one other individual did not have a recorded dose at 12 months but their dose remained constant at baseline, 1 week, 1 month and 3 months (Yamatoto 2021).
In the prospective study of 26 people with PD, before the procedure 11 people had levodopa, 11 people had symptomatic therapy but not levodopa, and 4 people did not have any antiparkinsonian medicine. Six people started taking levodopa during follow up, 5 people for rigidity (6 months n=2, 12 months n=1, 24 months n=1, 60 months n=1) and 1 person for tremor (24 months). Motor fluctuations occurred in 3 of these people. At the last follow up, 9 people were not using levodopa, and 3 people were not taking any antiparkinsonian medications and 6 people were not taking any other antiparkinsonian medications (Sinai 2022).
Neuropsychological outcomes
In the RCT of 27 people comparing MRgFUS with a sham procedure, in the MRgFUS group, the MOCA score was 25.0 (IQR 24.0 to 26.0) at 1 year and 25.5 (IQR 23.0 to 28.0) at baseline. In the sham group, the MOCA score was 27.0 (IQR 23.0 to 28.0) at 3 months and 26.0 (IQR 23.0 to 28.0) at baseline. In the MRgFUS group, the BDI-II score was 5.0 (IQR 3.0 to 8.0) at 1 year and 5.0 (IQR 2.5 to 9.0) at baseline. In the sham group, the BDI-II score was 8.0 (IQR 2.0 to 9.0) at 3 months and 5.0 (IQR 4.0 to 8.0) at baseline (Bond 2017).
In the same RCT, the MoCA score change in the active group was 0 (IQR -1.5 to 2.5) and in the sham group was -1 (IQR -1 to 2; p=0.725). The change in BAI score, measuring mood, was -0.5 (IQR -4 to 2.8) in the active group and 3 (IQR ‑3 to 6) in the sham group (p=0.533). The change in BDI-II score, measuring mood, was 0 (IQR -3 to 2.0) in the active group and 1 (IQR -2 to 2) in the sham group (p=0.646; Sperling 2018).
In the prospective study of 18 people with PD there was a statistically significant improvement in the overall cognitive status at 6-month follow up (MOCA 22.56, SD 4.10 compared with 23.94, SD 3.65, p=0.003). All the other cognitive and behavioural domains remained unchanged (Saporito 2023).
Recurrence of tremor
In the prospective study of 11 people with PD, 1 person had a tremor recurrence 12 months after surgery. The lesion volume in this person was 46.2 mm3, and the maximal temperature was 49°C. These were the lowest and smallest values among everyone in the study (Yamatoto 2021).
In the retrospective study in a single centre with 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD), 9 people had lost more than half of their treatment benefit at the 1-year follow up, and 5 more people experienced tremor recurrences at the 2-year follow up (Lak 2022).
Safety
Head discomfort or pain
In the prospective study of 11 people with PD, 9 people experienced headache related to thalamotomy during the procedure (Yamatoto 2021).
In the prospective study of 18 people with PD, 16% experienced scalp burning, 8% experienced nausea, 6% experienced headache and 3% experienced a vagal reaction (Saporito 2023).
In the prospective study of 26 people with PD, 9 people experienced headache and 3 experienced hand or scalp heat during the first week, which was resolved within 3 months. One person experienced scalp numbness for 1 week after the procedure (Sinai 2022).
In the systematic review of 77 people with PD, 3 people experienced headache during the sonications (MRgFUS targeting the VIM). During the MRI ultrasonography procedure, 1 person experienced scalp numbness, 12 people experienced headache and 3 people experienced head pain or heat sensation (all of these were transient and for MRgFUS targeting the VIM; Lin 2021).
Vestibular symptoms (dizziness or vertigo)
In the retrospective study of a single centre experience with 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD), 1 day after surgery (n=160), 25% of people experienced sensory deficits. At the 3-month follow up (n=116), 24% of people experienced sensory deficits. At the 1-year follow up (n=105), 16% of people experienced sensory deficits. At the 2-year follow up (n=51), 10% of people experienced sensory deficits (Lak 2022).
In the prospective study of 18 people with PD, 22% experienced dizziness (Saporito 2023).
In the prospective study of 26 people with PD studying the long-term results of focused ultrasound thalamotomy in TDPD, 8 patients experienced vertigo and 3 experienced dizziness during the first week, which was resolved within 3 months (Sinai 2022).
In the systematic review, 2 people experienced dizziness and 4 people experienced vertigo during sonication, 1 person experienced a subjective unsteady feeling when walking and 1 person experienced disturbance when walking tandem (from Schlesinger 2015 in the Lin 2021 review).
During the MRI ultrasonography procedure, 8 people experienced dizziness or vertigo (all of these were transient and for MRgFUS targeting the VIM; Lin 2021).
Paraesthesia or numbness
In the RCT of 27 people comparing MRgFUS with a sham procedure, 33% of people (n=2) experienced transient finger paraesthesia (which was resolved within 1 year) and orofacial paraesthesia related to the thalamotomy (Bond 2017).
In the prospective study of 26 people with PD, 2 patients experienced lip or tongue paraesthesia and 1 experienced hand paraesthesia during the first week, which was resolved within 3 months (Sinai 2022).
In the systematic review of 77 people with PD, 1 person experienced lip paraesthesia during sonication (MRgFUS targeting the VIM). Seven people experienced transient finger paraesthesia and 1 person experienced persistent finger paraesthesia (MRgFUS targeting the VIM). One person experienced transient orofacial paraesthesia and 4 people experienced persistent orofacial paraesthesia (MRgFUS targeting the VIM; Lin 2021).
Taste
In the prospective study of 11 people with PD, 1 person experienced ageusia at 1 day and another 1 at 1 month (Yamatoto 2021).
In the prospective study of 18 people with PD, thalamotomy-related complications were reported in 5 people with 1 person experiencing dysgeusia (n=1, 3%) with a gradual improvement in the 3 months after MRgFUS thalamotomy (Saporito 2023).
In the prospective study of 26 people with PD, 1 person experienced hypogeusia for 3 months after the procedure (Sinai 2022).
In the systematic review of 77 people with PD, 1 person experienced hypogeusia (MRgFUS targeting the VIM; Lin 2021).
Gait disturbance
In the prospective study of 11 people with PD, 1 person experienced gait disturbance related to thalamotomy during the procedure, 3 person experienced disturbance at 1 day, and 1 person experienced disturbance at 1 month (Yamatoto 2021).
In the retrospective study of a single centre experience with 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD), 1 day after surgery (n=160), the most common adverse event was gait imbalance (57%). At the 3‑month follow up (n=116), gait imbalance was seen in 26% of people. At the 1 year follow up (n=105), the second most common adverse event was gait imbalance (14%). At the 2-year follow up (n=51), the most common adverse event was gait imbalance (18%; Lak 2022).
In the prospective study of 18 people with PD, thalamotomy-related complications were reported in 5 people, including contralateral weakness (n=3, 8%) and gait instability (n=1, 3%) with a gradual improvement in the 3 months after MRgFUS thalamotomy (Saporito 2023).
In the prospective study of 26 people with PD, 5 people experienced objective unsteadiness on tandem gait for 1 to 4 weeks after the procedure and 1 experienced subjective unsteadiness of gait for 7 days after the procedure (Sinai 2022).
In the retrospective study of 48 people, the most common adverse event at all follow-up time points was gait imbalance, with 59% (29/49) of people affected at day 1. This increased to 64% (28/44) by 1 month, then decreased over time (3 months 38% [13/34], 1 year 27% [6/22], 2 years 20% [1/5]; Chua 2023).
In the systematic review of 77 people with PD, 1 person experienced hypogeusia, 1 person experienced a subjective unsteady feeling when walking and 1 person experienced disturbance when walking tandem, during sonication (MRgFUS targeting the VIM; Lin 2021).
Hand ataxia
In the prospective study of 11 people with PD, 3 people experienced exacerbation of bradykinesia at 1 day (Yamatoto 2021).
In the prospective study of 26 people with PD, 2 people experienced arm ataxia for 1 to 4 weeks after the procedure, which did not persist (Sinai 2022).
In the systematic review of 77 people with PD, 8 people experienced transient ataxia and 1 person experienced persistent ataxia (MRgFUS targeting the VIM; Lin 2021).
Dysarthria
In the prospective study of 11 people with PD, 1 person experienced dysarthria at 1 day, 1 month and 3 months (Yamatoto 2021).
In the retrospective study of 160 procedures of MRgFUS thalamotomy (10 procedures for people with PD), 1 day after surgery (n=160), the third most common adverse event was dysarthria (19%). At the 1-year follow up (n=105), the fourth most common adverse event was dysarthria (6%; Lak 2022).
In the retrospective study of 48 people, the least common adverse event was dysarthria (16% [8/49] at day 1, 14% [6/44] at 1 month, 6% [2/34] at 3 months; Chua 2023).
Asthenia
In the prospective study of 26 people with PD, 2 people experienced asthenia after the procedure for 1 to 4 weeks, which did not persist (Sinai 2022).
Vocal change
In the systematic review of 77 people with PD, 1 person experienced persistent mild vocal change (MRgFUS targeting the VIM; Lin 2021).
Anecdotal and theoretical adverse events
Expert advice was sought from consultants who have been nominated or ratified by their professional society or royal college. They were asked if they knew of any other adverse events for this procedure that they had heard about (anecdotal), which were not reported in the literature. They were also asked if they thought there were other adverse events that might possibly occur, even if they had never happened (theoretical).
They listed the following theoretical adverse events:
sonications that are done too far laterally have a possibility of inducing limb weakness
sonications that are done too far inferiorly have a possibility of inducing chorea, which is usually reversible within 2 to 3 months.
Five professional expert questionnaires for this procedure were submitted. Find full details of what the professional experts said about the procedure in the specialist advice questionnaires for this procedure.
Validity and generalisability
Follow up ranged from 3 months to 60 months.
Studies were conducted in Israel, Japan, and the US.
There was no major variability in the procedure technique, and 5 of the 10 studies stated that the ExAblate Neuro device was used.
Some of the evidence included people with ET rather than PD, and safety outcomes have been included from both.
The manufacturer, Insightec, was involved in the funding and clinical research support in 6 of the 10 studies.
All studies concluded that MRgFUS ventral intermediate nucleus thalamotomy is a safe efficacious intervention in improving moderate to severe tremor in Parkinson's.
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